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List gaps between a policy and an amended rule, for counsel

  • For Compliance and risk
  • You practice Catching mistakes and made-up facts
  • Time about 5 minutes
  • Level Advanced

About this exercise

Compare the complaints policy to the four rules in the material, using the amendment where it applies. Write exactly four numbered lines, one per rule R1 to R4, formatted like: 1. R1 - Matches/Differs/Not addressed - policy vs rule in under 20 words - Counsel question: ... Pick exactly one label per line. Never say the company is or is not compliant. Plain text.

Common mistakes when you ask AI for this

  • Using the old deadline. The AI compares against the original 3 days. Try: Say: "Use the amendment where it applies."
  • Verdict language. The AI says the firm is non-compliant. Try: Say: "Never say compliant or non-compliant; ask counsel."
  • Wrong structure. The AI adds a summary or more than one label. Try: Say: "Exactly four numbered lines with one label each."
  • Wrong number of items. The AI adds extra items or drops the numbering. Try: Say: "Exactly N numbered lines, formatted like 1. ..."
  • Markdown. The AI bolds words or adds headings. Try: Say: "Plain text, no bold, no headings."

What a strong prompt includes

  • Four numbered lines
  • Fixed labels
  • Use the amendment
  • Counsel question
  • No verdict

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